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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-24 |
| TN | RA | APPROVED | 2020-02-18 |
Branch Locations
10 Cadillac Dr Suite 300, Brentwood, TN 37027 • United States
Murfreesboro, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Memphis | TN | 04/2016 | 12/2016 |
| Massmutual Life Insurance Co | Brentwood | TN | 07/2019 | Present |
| Mml Investors Services, Llc | Brentwood | TN | 01/2017 | Present |
NAME: MASS LLC INV REL: Y ADD: 10 CADILLAC DRIVE, SUITE 390 BRENTWOOD, TN 37027 NATURE: ENTITY TO RECEIVE ADVISORY COMPENSATION TO FUND BUSINESS EXPENSES POSITION: MANAGING MEMBER START DATE: 01/01/2026 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 30 DUTIES: THIS ENTITY WILL RECEIVE ADVISORY COMPENSATION AND FUND BUSINESS EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-21 |
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