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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-04-23 |
| TX | RA | APPROVED | 2013-10-08 |
| OH | RA | APPROVED | 2005-04-04 |
Branch Locations
4605 E Galbraith Rd Ste 190, Cincinnati, OH 45236 • United States
515 Monmouth St., Ste. 302A, Newport, KY 41071-4588 • United States
Cincinnati, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cincinnatti | OH | 11/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Business Ownership; TMTS, LLC; manage staff, manage office, accounting, and Hire/Fire employees.; Staff and office management.; 4605 E Galbraith Rd.Cincinnati, OH 45206, ,; Not Investment-Related; 02/01/2019; 20 to 39 hours per month; 10 to 19 during trading hours / Copper Path Financial Advisors, LLC; Owner; Manage Ameriprise Business; 4605 E Galbraith Rd, STE 190, Cincinnati, OH, 45236; Not Investment-Related; 11/17/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-01 |
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