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Willard Henry Pease

Wells Fargo Clearing Services, LLC

Grand Junction, CO

CRD 6631280

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-24
CO RA APPROVED 2018-08-16
  • TX RA
    APPROVED
    Since 2018-10-24
  • CO RA
    APPROVED
    Since 2018-08-16

Branch Locations

120 W Park Dr Ste 105, Grand Junction, CO 81505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Grand Junction CO 03/2016 11/2016
Wells Fargo Bank, Na Grand Junction CO 03/2015 03/2017
Wells Fargo Clearing Services, Llc Grand Junction CO 11/2016 03/2017
Wells Fargo Clearing Services, Llc Grand Junction CO 04/2018 Present
Halliburton Energy Services Brighton CO 03/2017 04/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-16
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S66 Uniform Combined State Law Examination
    2018-08-16
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Designations
  • Certified Financial Planner
Other Names
  • Willard Pease
  • Willard Henry Pease
  • Willard Henry Pease

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
EDWARD JONES

Nearby Investors

RICHARD ALAN KELLER
Zachary Paul Bryant
Michelle Jean Lawton

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Grand Junction, CO
LPL FINANCIAL LLC · GRAND JUNCTION, CO
EDWARD JONES · GRAND JUNCTION, CO

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