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Inactive

William Thomas Floros

Empower Advisory Group, LLC

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-03
  • CA RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Clayton MO 05/2016 07/2017
Morgan Stanley Private Bank, National Association New York NY 07/2017 10/2020
Lpl Financial, Llc San Diego CA 12/2020 03/2021
Personal Capital Advisors Corporation San Diego CA 03/2021 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 05/2016 → 07/2017
    Morgan Stanley
    Clayton, MO
  • 07/2017 → 10/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2020 → 03/2021
    Lpl Financial, Llc
    San Diego, CA
  • 03/2021 → Present
    Personal Capital Advisors Corporation
    San Diego, CA
  • 04/2023 → Present
    Empower Advisory Group, Llc
    Greenwood Village, CO
Previous Registrations
  • 2021-03-18 → 2023-04-03
    Personal Capital Advisors Corporation
    San Diego, CA
    Greenwood Village, CO
  • 2020-12-07 → 2021-03-16
    Lpl Financial Llc
    San Diego, CA
  • 2017-05-26 → 2020-11-13
    Morgan Stanley
    Clayton, MO
Other Businesses

1. 12/7/2020 - No Business Name - Investment Related - St. Louis, MO - Real Estate Rental - Owner - Started 03/01/2018 - Time Spent 1%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-26
  • S66 Uniform Combined State Law Examination
    2017-05-26

View on SEC IAPD

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Other Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

More in Greenwood Village, CO

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