William Thomas Floros

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-04-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Clayton	MO	05/2016	07/2017
Morgan Stanley Private Bank, National Association	New York	NY	07/2017	10/2020
Lpl Financial, Llc	San Diego	CA	12/2020	03/2021
Personal Capital Advisors Corporation	San Diego	CA	03/2021	Present
Empower Advisory Group, Llc	Greenwood Village	CO	04/2023	Present

05/2016 → 07/2017

Morgan Stanley

Clayton, MO
07/2017 → 10/2020

Morgan Stanley Private Bank, National Association

New York, NY
12/2020 → 03/2021

Lpl Financial, Llc

San Diego, CA
03/2021 → Present

Personal Capital Advisors Corporation

San Diego, CA
04/2023 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

1. 12/7/2020 - No Business Name - Investment Related - St. Louis, MO - Real Estate Rental - Owner - Started 03/01/2018 - Time Spent 1%.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-26

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