Jordan Nicholas Mcconnell

Employer firm

Root Financial Partners CRD 290289

$2.15B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 02/2018
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 02/2018 → 03/2020
  Schwab Private Client Investment Advisory
  Lone Tree, CO
• 03/2020 → 12/2021
  Schwab Private Client Investment Advisory
  Castle Rock, CO
• 12/2021 → 04/2024
  The Vanguard Group, Inc.
  Charlotte, NC
• 04/2024 → Present
  Root Financial Partners
  Solana Beach, CA

Previous Registrations

• 2022-02-04 → 2024-04-10
  Vanguard Advisers, Inc.
  Charlotte, NC
• 2018-02-20 → 2022-01-09
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2017-10-19 → 2018-02-20
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Exams

• S66 Uniform Combined State Law Examination
  2017-10-19
• S63 Uniform Securities Agent State Law Examination
  2016-08-23

Designations

• Certified Financial Planner

Other Names

• Jordan Nicholas Mcconnell
• Jordan Mcconnell