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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-29 |
| IN | RA | APPROVED | 2016-12-22 |
Branch Locations
2900 E 96Th St, Indianapolis, IN 46240 • United States
Bargersville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Indianapolis | IN | 03/2016 | 10/2016 |
| Ameriprise Financial Services, Inc. | Indianapolis | IN | 10/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | Present |
Outside Employment; Northbound Solutions LLC; Financial Advisor - wealth manager; ; 2900 E 96th st STE A, , Indianapolis, IN, 46240; Not Investment-Related; 05/04/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-23 |
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