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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-04 |
| CA | RA | APPROVED | 2017-04-26 |
Branch Locations
31 W. Stuart Avenue Suite 200, Redlands, CA 92374 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Financial | Redlands | CA | 03/2016 | Present |
1. Redlands Sunrise Rotary; PO Box 8667, Redlands, CA 92375; Non-profit service organization; Immediate Past President, Board Member; Attend regularly scheduled member meetings, board meetings, and committee meetings; assist with fundraising and community projects.; 07/01/2022; 8 Hours per Month; Not During Securities Trading Hours; Not Investment - Related. 2. Redlands Chamber of Commerce; 47 N 1st St, Redlands, CA 92373; To assist and advocate for businesses in the community to grow and thrive in the city of Redlands and surrounding cities; Board Member / Director; Attend monthly Board meetings, attend Chamber events, help with making decisions and solving issues brought in front of the Board; 05/01/2023; 4 Hours per Month; During Securities Trading Hours; Not Investment-Related. 3. Redlands Community Foundation; PO Box 8908 Redlands CA 92375; The organization facilitates community giving through grants, donor advised funds, stock donations, and annual contributions; Board member; Attend bi-monthly board meetings, serve on a committee, help spread awareness about the benefits of the organization; 08/01/2024; 3 hrs/quarter; not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-26 |
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