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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-03 |
| OH | RA | APPROVED | 2012-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Akron | OH | 01/2012 | Present |
| Bank Of America, N.A. | Akron | OH | 02/2012 | Present |
I*357622 For profit or not for profit: Name of outside business organization: Thrivent Financial for Lutherans Investment related: Y Address of business: Appleton, Wisconsin, 54919 Nature of business: Position, title, association: ["Other"], Start date of relationship: 1/1/2012 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I have no relationship with them, Former Employer. No relationship currently. I received renewals on previously sold products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-06 |
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