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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2023-12-26
WI RA APPROVED 2023-12-19
SD RA APPROVED 2023-12-18
TX RA APPROVED_RES 2021-10-20
MN RA APPROVED 2020-10-13
  • ND RA
    APPROVED
    Since 2023-12-26
  • WI RA
    APPROVED
    Since 2023-12-19
  • SD RA
    APPROVED
    Since 2023-12-18
  • TX RA
    APPROVED_RES
    Since 2021-10-20
  • MN RA
    APPROVED
    Since 2020-10-13

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

219 Main St N, Stillwater, MN 55082 • United States

315 Lake St E, Wayzata, MN 55391 • United States

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

51 Broadway N, Fargo, ND 58102 • United States

3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Eden Prairie MN 03/2016 11/2016
Wells Fargo Bank, Na Eden Prairie MN 06/2012 08/2020
Wells Fargo Clearing Services, Llc Eden Prairie MN 11/2016 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 08/2020 Present
Previous Registrations
Other Businesses

I*1806299, Entity Type, For Profit Name of OBA:InstaGlam LLC Address: Plymouth,Minnesota,55446Investment Related: no Position, Title, Association: Owner Employee Start Date:04/23/2024 No Hours: 3 weekly No Hours during trading: 0 Duties: marketing retail products online , mostly clothing and jewelry. I*: 2133298 Entity Type: For Profit Name of OBA: Cabi Address: Carson CA 90810 Investment Related: no Position, Title, Association: Fashion Stylist Employee Start Date: 11/18/2024 No Hours: 4 per month No Hours during trading: 0 Duties: Fashion Stylist, providing guidance on clothing selection and how to pair different outfit pieces on cabi clothing line. I*: 2930301 Entity Type: For Profit Name of OBA: HB Holding ventures LLC Address: Plymouth, MN 55446 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/15/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Managing bookings through the unit.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-08
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S66 Uniform Combined State Law Examination
    2019-07-08
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
Other Names
  • Hope Anyango Otieno
  • Hope Otieno Burns

View on SEC IAPD

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