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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-09-12 |
| LA | RA | APPROVED | 2025-07-07 |
| AL | RA | APPROVED | 2024-09-05 |
| FL | RA | APPROVED | 2024-02-08 |
| NY | RA | APPROVED | 2023-10-25 |
| MS | RA | APPROVED | 2023-09-27 |
| NC | RA | APPROVED | 2022-09-13 |
| MO | RA | APPROVED | 2022-08-01 |
| OH | RA | APPROVED | 2022-06-21 |
| OK | RA | APPROVED | 2022-06-13 |
| PA | RA | APPROVED | 2020-02-12 |
| CA | RA | APPROVED | 2018-10-04 |
| TX | RA | APPROVED | 2018-06-13 |
| AR | RA | APPROVED | 2017-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Little Rock | AR | 03/2016 | Present |
| Park Avenue Securities | Little Rock | AR | 03/2016 | Present |
1. Insurance products other than Guardian- plan to use approved providers when clients do not receive a favorable offer from Guardian,. Start: 04/22/2016, Address: 1020 West Third Street Little Rock, AR 72201, 5 bus hrs per month, Investment related, 2) Pharmacy ownership-20% owner, Start: 03/01/2022, Address: TBD, 2 total hours per month 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) LLC for passive real estate-The LLC will be used to do passive real estate, Start: 01/03/2022, Address: 3002 Chapman Court Bryant, AR 72022, 0 total hours per month, Investment related, Less than 10% annual compensation, 4) Single Family Lot Development - LLC single lot development , Start: 12/2/2024, Address: N/A, 0 total hours per month 0 during securities trading hours, Investment related, Less than 10% annual compensation, 5) Board of directors for Adult Learning Alliance of Arkansas, Start: 08/27/2022, Address: 124 W Capitol Ave, Suite 1000 Little Rock, AR 72201, 2 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation, 6) Moose and Squirrel, LLC, Start Date: 8/21/2023, Address: 3002 Chapman Court, Bryant, AR 72022, 5 Total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 7) Harding University College of Pharmacy Teaching, Start Date: 8/18/2025, Address: Harding University 915 E. Market Ave. Searcy, AR 72149, 6 Total hours per month; 6 during securities trading hours, Not Investment Related, Less than 10% Annual Compensation, 8) Sherwood Dev Partners, LLC, Start: 7/27/26, Nature: LLC formed to purchase land, Address: Sherwood, Arkansas, Duties: Owner, 0 total hours per month, Investment Related, 9) The Reserve at Hurricane Lake LLC, Start: 7/27/26, Nature: LLC formed to purchase land, Address: Benton, Arkansas, Duties: Owner, 0 total hours per month, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-17 |
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