Trevor Oneil Yates

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-15
UT	RA	APPROVED	2020-11-12

TX RA
APPROVED_RES

Since 2021-04-15
UT RA
APPROVED

Since 2020-11-12

Branch Locations

6340 Quadrangle Drive Suite 300, Chapel Hill, NC 27517 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Sandy	UT	03/2016	01/2017
Morgan Stanley	Chapel Hill	NC	01/2017	Present

03/2016 → 01/2017

E*Trade Securities Llc

Sandy, UT
01/2017 → Present

Morgan Stanley

Chapel Hill, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-11-12
S63	Uniform Securities Agent State Law Examination	2016-05-09

S65 Uniform Investment Adviser Law Examination

2020-11-12
S63 Uniform Securities Agent State Law Examination

2016-05-09

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

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