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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-31 |
| WY | RA | APPROVED | 2025-07-15 |
Branch Locations
1575 Dewar Dr, Ste 210, Rock Springs, WY 82901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full Circle Wealth Strategies | Rock Springs | WY | 01/2017 | Present |
| Waddell & Reed | Rock Springs | WY | 03/2016 | 09/2016 |
| Homemaker | Rock Springs | WY | 09/2016 | 01/2017 |
| Lpl Financial, Llc | Rock Springs | WY | 01/2017 | Present |
| Financial Advocates Investment Management | Rock Springs | CO | 03/2018 | 07/2025 |
1. 11/7/2017 - Notary Public - State of Wyoming - Not Investment Related - At Reported Business Location(s) - Start Date 2/2/2017 - Other-Notary - 1 Hour Per Month During Securities Trading - Time Spent 1% - Notary Public State of Wyoming County of Sweetwater. 2. 11/07/2017 - Full Circle Wealth Strategies - DBA for LPL Business (entity for LPL business) - 80%/ ROCK SPRINGS, WY - Start date: 01/23/2017 - 130 Hour Per Month 7 hr During Securities Trading 3. 11/07/2017 - Abbott Trucking INC - Business Entity For Tax/Investment Purposes Only - 0% ROCK SPRINGS, WY - Start date: 01/22/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-26 |
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