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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-06 |
| WV | RA | APPROVED | 2021-03-08 |
| TX | RA | APPROVED | 2021-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 03/2016 | 03/2021 |
| Bank Of America, N.A. | Cincinnati | OH | 05/2016 | 03/2021 |
| Baird Private Wealth Management | Huntington | WV | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-03 |
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