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Christopher J. Barbata

J.P. Morgan Securities LLC

Temecula, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-26
CA RA APPROVED 2018-11-07
  • TX RA
    APPROVED
    Since 2020-08-26
  • CA RA
    APPROVED
    Since 2018-11-07

Branch Locations

29640 Rancho California Rd, Temecula, CA 92591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Lake Elsinore CA 03/2016 09/2019
Jpmorgan Chase Bank Lake Elsinore CA 02/2016 09/2019
Jp Morgan Chase Bank, N.A Temecula CA 09/2019 Present
  • 03/2016 → 09/2019
    Jp Morgan Securities Llc
    Lake Elsinore, CA
  • 02/2016 → 09/2019
    Jpmorgan Chase Bank
    Lake Elsinore, CA
  • 09/2019 → Present
    Jp Morgan Chase Bank, N.A
    Temecula, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-01
S63 Uniform Securities Agent State Law Examination 2016-04-29
  • S66 Uniform Combined State Law Examination
    2018-11-01
  • S63 Uniform Securities Agent State Law Examination
    2016-04-29
Other Names
  • Cj Barbata
  • Christopher Joseph Barbata
  • Christopher Barbata

View on SEC IAPD

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Other Offices

ENDURING WEALTH ADVISORS · TEMECULA, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
EDWARD JONES · Temecula, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TEMECULA, CA
PARK AVENUE SECURITIES LLC · TEMECULA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Temecula, CA
WOLFGANG CAPITAL · TEMECULA, CA

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