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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-12-26 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Private Capital | Sarasota | FL | 12/2015 | 12/2019 |
| Assetmark Financial Holdings, Inc. | Sarasota | FL | 12/2019 | Present |
| Assetmark Brokerage, Llc | Sarasota | FL | 12/2019 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 12/2019 - 160 HRS / MONTHLY, INVESTMENT CONSULTING ANALYST OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-01 |
| S65 | Uniform Investment Adviser Law Examination | 2016-05-02 |
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