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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-16 |
| FL | RA | APPROVED | 2023-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Aventura | FL | 03/2016 | 11/2016 |
| Wells Fargo Bank Na | Aventura | FL | 08/2013 | 07/2018 |
| Wells Fargo Clearing Services, Llc | Aventura | FL | 11/2016 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 06/2019 | 08/2021 |
| Unemployed | Miami | FL | 07/2018 | 06/2019 |
| Morgan Stanley | Aventura | FL | 09/2021 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aventura | FL | 07/2023 | Present |
| Unemployed | Miami | FL | 02/2023 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-10 |
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