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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-05-18
SC RA APPROVED 2024-06-26
NY RA APPROVED 2021-07-18
CA RA APPROVED 2021-03-26
NC RA APPROVED 2017-08-24
FL RA APPROVED 2017-01-24
  • VA RA
    APPROVED
    Since 2026-05-18
  • SC RA
    APPROVED
    Since 2024-06-26
  • NY RA
    APPROVED
    Since 2021-07-18
  • CA RA
    APPROVED
    Since 2021-03-26
  • NC RA
    APPROVED
    Since 2017-08-24
  • FL RA
    APPROVED
    Since 2017-01-24

Branch Locations

1800 North Military Trail Suite 340, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advsors, Inc. Boca Raton FL 08/2016 Present
Agia Houston TX 12/2022 Present
  • 08/2016 → Present
    Valic Financial Advsors, Inc.
    Boca Raton, FL
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-07-15
S65 Uniform Investment Adviser Law Examination 2017-01-21
  • S63 Uniform Securities Agent State Law Examination
    2017-07-15
  • S65 Uniform Investment Adviser Law Examination
    2017-01-21

View on SEC IAPD

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