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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-26 |
Branch Locations
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Roseville | CA | 04/2016 | 06/2017 |
| Nylife Securities Llc | Roseville | CA | 02/2017 | 06/2017 |
| Edward Jones | Roseville | CA | 06/2017 | 10/2017 |
| Jp Morgan Chase Bank | Folsom | CA | 11/2017 | 10/2021 |
| Jp Morgan Securities Llc | Folsom | CA | 11/2017 | 10/2021 |
| Wells Fargo Bank, Na | Folsom | CA | 10/2021 | Present |
| Wells Fargo Clearing Services, Llc | Folsom | CA | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-17 |
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