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Rostislav Sergeyevich Dusayev

Wells Fargo Clearing Services, LLC

Sacramento, CA

Folsom, CA

CRD 6626478

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-26
  • CA RA
    APPROVED
    Since 2021-10-26

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

1113 E Bidwell St, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Roseville CA 04/2016 06/2017
Nylife Securities Llc Roseville CA 02/2017 06/2017
Edward Jones Roseville CA 06/2017 10/2017
Jp Morgan Chase Bank Folsom CA 11/2017 10/2021
Jp Morgan Securities Llc Folsom CA 11/2017 10/2021
Wells Fargo Bank, Na Folsom CA 10/2021 Present
Wells Fargo Clearing Services, Llc Folsom CA 10/2021 Present
  • 04/2016 → 06/2017
    New York Life Insurance Co
    Roseville, CA
  • 02/2017 → 06/2017
    Nylife Securities Llc
    Roseville, CA
  • 06/2017 → 10/2017
    Roseville, CA
  • 11/2017 → 10/2021
    Jp Morgan Chase Bank
    Folsom, CA
  • 11/2017 → 10/2021
    Folsom, CA
  • 10/2021 → Present
    Wells Fargo Bank, Na
    Folsom, CA
  • 10/2021 → Present
    Folsom, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-17
S63 Uniform Securities Agent State Law Examination 2017-03-17
  • S66 Uniform Combined State Law Examination
    2017-08-17
  • S63 Uniform Securities Agent State Law Examination
    2017-03-17
Other Names
  • Ross S Dusayev
  • Rostislav S Dusayev
  • Rostislav Dusayev
  • Rostislav Sergeyevich Dusayev
  • Ross Dusayev

View on SEC IAPD

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