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Kristen Marie Sutherland

Wells Fargo Clearing Services, LLC

Carmel, CA

Palo Alto, CA

Monterey, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
  • TX RA
    APPROVED_RES
    Since 2021-06-30

Branch Locations

26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States

301 University Ave [Vd-Rbo], Palo Alto, CA 94301 • United States

Monterey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pacific Grove CA 03/2016 11/2016
Wells Fargo Bank, Na Pacific Grove CA 10/2015 Present
Wells Fargo Clearing Services, Llc Pacific Grove CA 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Pacific Grove, CA
  • 10/2015 → Present
    Wells Fargo Bank, Na
    Pacific Grove, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Pacific Grove, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-06-16
  • S63 Uniform Securities Agent State Law Examination
    2017-06-16
Other Names
  • Kristen Metcalf
  • Kristen Marie Metcalf

View on SEC IAPD

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