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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-21
  • CA RA
    APPROVED
    Since 2025-10-21

Branch Locations

31 W Foothill Blvd, Upland, CA 91786 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Upland CA 10/2025 Present
Jpmorgan Chase Bank, N.A. Upland CA 10/2025 Present
Charles Schwab Pasadena CA 07/2021 10/2025
Wells Fargo Pasadena CA 11/2012 07/2021
  • 10/2025 → Present
    Upland, CA
  • 10/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Upland, CA
  • 07/2021 → 10/2025
    Charles Schwab
    Pasadena, CA
  • 11/2012 → 07/2021
    Wells Fargo
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S65 Uniform Investment Adviser Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
Other Names
  • Pedro Alaniz

View on SEC IAPD

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