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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-19
GA RA APPROVED 2021-06-21
  • TX RA
    APPROVED
    Since 2022-01-19
  • GA RA
    APPROVED
    Since 2021-06-21

Branch Locations

1875 Scenic Hwy N, Snellville, GA 30078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Snellville GA 03/2016 Present
Jpmorgan Chase Bank, N.A. Snellville GA 04/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-24
S63 Uniform Securities Agent State Law Examination 2016-06-10
  • S66 Uniform Combined State Law Examination
    2021-05-24
  • S63 Uniform Securities Agent State Law Examination
    2016-06-10
Other Names
  • Raymond Latty

View on SEC IAPD

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