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Raul Perea

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Snellville, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-05-04
TX RA APPROVED 2020-05-01
  • GA RA
    APPROVED
    Since 2020-05-04
  • TX RA
    APPROVED
    Since 2020-05-01

Branch Locations

2467 E Main St, Snellville, GA 30078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 03/2020
Sherwin Williams Lawrenceville GA 10/2013 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth GA 03/2020 Present
Bank Of America,N.A. Duluth GA 03/2020 Present
Previous Registrations
  • 2018-07-02 → 2020-04-02
    Edward Jones
    Lawrenceville, GA
    St Louis, MO
    Snellville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28

View on SEC IAPD

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