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623 E Fort Union Blvd. Suite 101, Salt Lake City, UT 84047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-07-16 |
Branch Locations
623 E Fort Union Blvd. Suite 101, Salt Lake City, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Capital Private Securities | Midvale | UT | 03/2016 | Present |
(1) NORTH CAPITAL INVESTMENT TECHNOLOGY INC. (NCIT) CO-LOCATED WITH THE MEMBER FIRM. . NOT INVESTMENT-RELATED. DE CORP. HOLDS CERTAIN INTELLECTUAL PROPERTY ASSETS OF NORTH CAPITAL GROUP COMPANIES ALONG WITH THE COMMON EQUITY OF NORTH CAPITAL PRIVATE SECURITIES CORP. (2) NORTH CAPITAL, INC., A NEVADA CORP. CO-LOCATED WITH THE MEMBER FIRM. INVESTMENT-RELATED. NORTH CAPITAL INC. IS A REGISTERED INVESTMENT ADVISOR PROVIDING FEE-ONLY FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-06-05 |
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