Minh Le

Employer firm

North Capital CRD 148802

$366M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• FINANCIAL PLANNING SOFTWARE SERVICES.

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  North Capital Private Securities
  Midvale, UT

Other Businesses

(1) NORTH CAPITAL INVESTMENT TECHNOLOGY INC. (NCIT) CO-LOCATED WITH THE MEMBER FIRM. . NOT INVESTMENT-RELATED. DE CORP. HOLDS CERTAIN INTELLECTUAL PROPERTY ASSETS OF NORTH CAPITAL GROUP COMPANIES ALONG WITH THE COMMON EQUITY OF NORTH CAPITAL PRIVATE SECURITIES CORP. (2) NORTH CAPITAL, INC., A NEVADA CORP. CO-LOCATED WITH THE MEMBER FIRM. INVESTMENT-RELATED. NORTH CAPITAL INC. IS A REGISTERED INVESTMENT ADVISOR PROVIDING FEE-ONLY FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-06-05

Designations

• Chartered Financial Analyst

Other Names

• Minh Le
• Minh Thuan Le