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Current Employers
Aegon Asset Management Us

6300 C Street Sw, Cedar Rapids, IA 52499-5338 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-02-23
  • IA RA
    APPROVED
    Since 2017-02-23

Branch Locations

6300 C Street Sw, Cedar Rapids, IA 52499-5338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc St Petersburg FL 03/2016 09/2016
Aegon Usa Investment Management Cedar Rapids IA 03/1996 Present
Foreside Fund Services, Llc Cedar Rapids IA 09/2016 Present
  • 03/2016 → 09/2016
    Transamerica Financial Advisors, Inc
    St Petersburg, FL
  • 03/1996 → Present
    Aegon Usa Investment Management
    Cedar Rapids, IA
  • 09/2016 → Present
    Foreside Fund Services, Llc
    Cedar Rapids, IA
Other Businesses

Aegon Asset Management, Investment Related, Cedar Rapids, IA, Managing Director, Strategic Partnerships, began 1996, 174 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-06
  • S66 Uniform Combined State Law Examination
    2016-09-06

View on SEC IAPD

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