Nicholas Bernard Green

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 11/2018
  Sii
  Huntington Beach, CA
• 06/2012 → Present
  Green Tax & Financial
  Santa Clarita, CA
• 11/2018 → 06/2023
  Royal Alliance Associates, Inc.
  Santa Clarita, CA
• 06/2023 → Present
  Osaic Wealth, Inc.
  Santa Clarita, CA

Other Businesses

1. GREEN TAX & FINANCIAL POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/20/2022 ADDRESS: 25115 W Avenue Stanford, Suite 110, Santa Clarita CA 91355, United States DESCRIPTION: Insurance sales in relation to the sales of fixed annuity products 2. GREEN TAX & FINANCIAL POSITION: Owner/Tax Preparer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 09/20/2022 ADDRESS: 25115 W Avenue Stanford, Suite 110, Santa Clarita CA 91355, United States DESCRIPTION: Tax Preparation

Exams

• S66 Uniform Combined State Law Examination
  2020-09-03