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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-23
  • TX RA
    APPROVED
    Since 2016-11-23

Branch Locations

11675 Jollyville Rd Ste 200, Austin, TX 78759-3939 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 03/2016 03/2020
Ameriprise Financial Services, Llc Austin TX 03/2020 Present
Other Businesses

Business Ownership; Pathsage LLC; Co-owner; Manage Ameriprise Business; 11675 Jollyville Rd, Suite 200, Austin, TX, 78759; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Pathsage LLC; Financial Advisor - Financial Advisor with Hearthstone Wealth Management, a private wealth advisory practice of Ameriprise Financial Services, LLC.; ; 11675 Jollyville Road Suite 200, , Austin, TX, 78759; Investment-Related; 03/15/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-28
  • S66 Uniform Combined State Law Examination
    2016-10-28
Other Names
  • Rosalyn Respecia

View on SEC IAPD

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