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Mitsue Yang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brea, CA

Beverly Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-03
CA RA APPROVED 2021-02-02
  • TX RA
    APPROVED_RES
    Since 2021-02-03
  • CA RA
    APPROVED
    Since 2021-02-02

Branch Locations

145 S State College Blvd, Brea, CA 92821 • United States

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank Gardena CA 06/2014 02/2021
Unionbanc Investment Services Gardena CA 03/2016 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 02/2021 Present
Previous Registrations
  • 2016-11-15 → 2021-02-04
    U.S. Bancorp Advisors, Llc
    Orange, CA
    Tustin, CA
    Westminster, CA
    Huntington Beach, CA
    Huntington Beach, CA
    Gardena, CA
    Torrance, CA
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-15
  • S66 Uniform Combined State Law Examination
    2016-11-15
Other Names
  • Kwang Hae Yang
  • Michi Kwang Hae Yang

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
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