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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-03 |
| IL | RA | APPROVED | 2022-03-31 |
Branch Locations
4225 Naperville Road Suite 255, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | West Chicago | IL | 02/2016 | 03/2022 |
| Fifth Third Bank | West Chicago | IL | 07/2014 | 03/2022 |
| Morgan Stanley Smith Barney Llc | Lisle | IL | 03/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2022 | Present |
*594559- LEAP OF FAITH PHOTOGRAPHY BY VANESSA, LLC; Investment related: No; AURORA, Illinois; PHOTOGRAPHY; SPOUSE OF PHOTOGRAPHY BUSINESS OWNER (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 1; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-11 |
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