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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-01
OH RA APPROVED 2022-10-12
  • TX RA
    APPROVED_RES
    Since 2022-11-01
  • OH RA
    APPROVED
    Since 2022-10-12

Branch Locations

4000 Embassy Pkwy, Akron, OH 44333 • United States

North Ridgeville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Independence OH 10/2015 10/2022
Ohio Business College Sheffield Village OH 06/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Akron OH 10/2022 Present
Bank Of America, N.A. Akron OH 12/2022 Present
Previous Registrations
  • 2015-10-16 → 2022-11-16
    Independence, OH
    Avon, OH
    Avon, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
  • 2012-07-23 → 2015-10-20
    Cleveland, OH
    Seven Hills, OH
    Independence, OH
    Strongsville, OH
    Strongsville, OH
    Olmsted Falls, OH
    Garfield Heights, OH
    Lakewood, OH
  • 2010-07-19 → 2012-07-16
    Td Ameritrade, Inc.
    Orange Village, OH
  • 2010-07-19 → 2012-07-16
    Td Ameritrade Investment Management, Llc
    Beachwood, OH
Other Businesses

I*1039293 For profit or not for profit: Entity For Profit Name of outside business organization: Ohio Business College Investment related: No Address of business: Sheffield, Ohio, 44035 Nature of business: Corporation Position, title, association: Other Start date of relationship: 12/14/2022 Number of hours devoted: 80 hours Yearly Number of hours devoted during trading hours: 0 Duties: Professor, Teaching associate level students business courses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-15
S63 Uniform Securities Agent State Law Examination 2006-06-20
  • S66 Uniform Combined State Law Examination
    2010-07-15
  • S63 Uniform Securities Agent State Law Examination
    2006-06-20
Other Names
  • Matthew P Thomas

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