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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-09-01 |
Branch Locations
1192 Farmington Ave., West Harford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2016 | Present |
| Self-Employed | Granby | CT | 01/2013 | Present |
| Allied Financial Consultants. Llp | Newtown | PA | 03/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2016 | Present |
1.INDEPENDENT INSURANCE AGENT, GRANBY, CT, 1/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 80/MO -10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. CHART FINANCIAL GROUP, 74 PETERSEN ROAD, GRANBY, CT, DBA, 05/26/20, INV REL, SOLE PROP, 5/WK- 5/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-28 |
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