Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-18 |
| IA | RA | APPROVED | 2018-04-03 |
Branch Locations
1090 E Hickman Rd, Waukee, IA 50263 • United States
1701 E 1St St, Grimes, IA 50111 • United States
126 Brandilynn Blvd, Cedar Falls, IA 50613 • United States
3301 Cedar Heights Drive, Cedar Falls, IA 50613 • United States
218 W Mullan Ave, Waterloo, IA 50701 • United States
1946 Schukei Rd, Waterloo, IA 50702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dupaco Financial Services/Dupaco Community Credit Union | Dubuque | IA | 02/2016 | Present |
| Lpl Financial Llc | Dubuque | IA | 03/2016 | Present |
1) 11/7/17- DuPaco Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 04/14/2022 - Dupaco Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/22/2022 - 160 Hours Per Month/ 8 Hours During Securities. 3) 08/27/2024 - Sentinel Security Life, EquiTrust, United Life, Clear Spring Life - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/02/2022 - 160 Hours Per Month/ 8 hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-02 |
Reach out to this advisor