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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-05-15
  • IA RA
    APPROVED
    Since 2023-05-15

Branch Locations

80 4Th Street, Waukee, IA 50263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Smith Insurance Agency Waukee IA 09/1993 Present
State Farm Vp Management Corp. Waukee IA 01/1998 Present
State Farm Investment Management Corp Waukee IA 11/2018 06/2019
State Farm Investment Management Corp Waukee IA 05/2023 Present
Other Businesses

1) Robert Smith's Insurance Agency; Insurance Agency; Investment-related; 80 4th Street Waukee, IA 50263; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/1993; 80; 80; Service customers and supervise employees 2) Rain & Hail, LLC; investment-related; 80 4th St Waukee, IA 50263; Other; Agent; none; 7/1/2024; 5; 5; Duties: Crop Insurance Sales and Services with Agri General serviced by Rain and Hail, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-09
S63 Uniform Securities Agent State Law Examination 1998-03-16
  • S65 Uniform Investment Adviser Law Examination
    2023-05-09
  • S63 Uniform Securities Agent State Law Examination
    1998-03-16

View on SEC IAPD

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