Matthew Dake Thomas

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-08-28

PA RA
APPROVED

Since 2017-08-28

Branch Locations

30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States

Kunkletown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha Insurance Company	Bethlehem	PA	11/2015	Present
Mutual Of Omaha Investment Services	Bethlehem	PA	03/2016	Present

11/2015 → Present

Mutual Of Omaha Insurance Company

Bethlehem, PA
03/2016 → Present

Mutual Of Omaha Investment Services

Bethlehem, PA

Other Businesses

Insurance Agent - Start Date: 11/2015 - Non-investment Related - Insurance lines of business: Life/health- Hours/per week during trading hours: 40 Annuities

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-04
S63	Uniform Securities Agent State Law Examination	2016-07-07

S65 Uniform Investment Adviser Law Examination

2017-08-04
S63 Uniform Securities Agent State Law Examination

2016-07-07

View on SEC IAPD

Current Employers

Mutual Of Omaha Investor Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews