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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-01
TX RA APPROVED 2021-06-30
  • FL RA
    APPROVED
    Since 2021-07-01
  • TX RA
    APPROVED
    Since 2021-06-30

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 05/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 06/2021
Morgan Stanley Smith Barney Llc Aventura FL 06/2021 Present
Morgan Stanley Private Bank, N.A New York NY 08/2021 Present
  • 05/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 06/2021
    Miami, FL
  • 06/2021 → Present
    Morgan Stanley Smith Barney Llc
    Aventura, FL
  • 08/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-14
  • S66 Uniform Combined State Law Examination
    2016-07-14
Other Names
  • Pedro Armenio Pereira Lopes
  • Pedro Armenio Lopes
  • Pedro A Lopes

View on SEC IAPD

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