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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mufg Union Bank | Santa Barbara | CA | 03/2013 | 05/2023 |
| Unionbanc Investment Services | Montecito | CA | 03/2016 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Montecito | CA | 05/2023 | 02/2026 |
| U.S. Bank | Montecito | CA | 05/2023 | Present |
| U.S. Bancorp Advisors, Llc | Montecito | CA | 02/2026 | Present |
1) Storyteller Children's Center; Not Investment Related; Santa Barbara, CA; Non-Profit; Part of the Finance Committee; Finance Committee Member; 09/11/2023; 2-3 hrs/mo; 0 hrs/trading; Review financial reports and review investments. 2) Habitat for Humanity of Southern Santa Barbara County - Investment Committee; Not investment-related; Santa Barbara, CA, Virtual; Help non-profit with review of their investments; Vice President - Board Member/Finance Committee Member/Investment Committee Member; 03/11/2024; 3 hrs/mo; 3 hrs/trading; Help non-profit with review of their investments, support the Board President, assist with leadership responsibilities and may stand in for the President when they are unavailable. 3) Storyteller Board of Directors; not investment-related; Santa Barbara, CA; Board Member/Finance Committee Member/Investment Committee Member; 6/1/2025; 1 hrs/mo; 0 hrs/trading; Help non-profit with their mission.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-03 |
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