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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-22 |
| CA | RA | APPROVED | 2019-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 04/2008 | Present |
| Merrill Edge | Chandler | AZ | 02/2016 | 03/2018 |
I*131327 For profit or not for profit: For-Profit Organization Name of outside business organization: Arizona Care Providers LLC Investment related: N Address of business: Mesa, Arizona 85205 Nature of business: LLC, Position, title, association: Part-Time, Start date of relationship: 5/19/2020 Number of hours devoted: 24 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a temporary position to assist my son with his special needs and habilitation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-04 |
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