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Sara Robledo Gaviria

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aventura, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-12
FL RA APPROVED 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-12
  • FL RA
    APPROVED
    Since 2023-09-08

Branch Locations

19495 Biscayne Blvd, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Aventura FL 08/2020 08/2023
University Of Miami Coral Gables FL 02/2020 05/2020
Tech Data Corporation Doral FL 04/2018 02/2020
Guerra Financial Group Miami FL 02/2016 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 08/2023 Present
  • 08/2020 → 08/2023
    Morgan Stanley Smith Barney Llc
    Aventura, FL
  • 02/2020 → 05/2020
    University Of Miami
    Coral Gables, FL
  • 04/2018 → 02/2020
    Tech Data Corporation
    Doral, FL
  • 02/2016 → 04/2018
    Guerra Financial Group
    Miami, FL
  • 08/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Aventura, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-05
  • S66 Uniform Combined State Law Examination
    2020-11-05
Other Names
  • Sara Robledo Gaviria
  • Sara Robledo-Gaviria
  • Sara Robledogaviria

View on SEC IAPD

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MORGAN STANLEY · Aventura, FL
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PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
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