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110 East Waterman Street Suite 150, Wichita, KS 67202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-05 |
| KS | RA | APPROVED | 2025-06-04 |
Branch Locations
110 East Waterman Street Suite 150, Wichita, KS 67202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Insurance Agent | Wichita | KS | 06/1985 | Present |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 03/2016 | Present |
| Market Investment Group, Llc | Wichita | KS | 06/2025 | Present |
| Market Advisory Group | Wichita | KS | 03/2016 | Present |
(1) Independent Insurance Agent; Investment related; Wichita, KS; Insurance agent offering annuities, life and LTC insurance; Start date: 06/1985; Approximately 80 hours/month with all hours during securities trading hours. (2) Market Advisory Group, LLC; Investment related; Wichita, KS; Insurance producer; Insurance agent; Start date: 03/2016; Approximately 80 hours/month devoted to this business with all hours/month devoted during securities trading hours. (3) MAG Holdings Inc.; Investment-related; Wichita, KS; Nature: Domestic Entity, Managing Member of Market Investment Group, LLC; Title/relationship: Partner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-02 |
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