Roberto Alejandro Ruvalcaba

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 12/2021
  Incrementum Inc
  Miami, FL
• 10/2016 → 06/2017
  New York Life
  Sunrise, FL
• 07/2017 → 03/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2017 → 03/2019
  Northwestern Mutual Investment Services Llc
  Miami, FL
• 04/2019 → 11/2021
  Guardian Life Insurance Co Of America
  Miami, FL
• 06/2019 → 11/2021
  Park Avenue Securities, Llc
  Miami, FL
• 11/2021 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2020-10-01 → 2021-12-08
  Park Avenue Securities Llc
  Miami, FL

Other Businesses

the name of the other business; Agregados Basaliticos La Estancia whether the business is investment-related; No the address of the other business; Mexico City the nature of the other business; Gravel, constructions, roads your position; Consultant title, or relationship with the other business; Consultant the start date of your relationship; 3/1/23 the approximate number of hours/month you devote to the other business; 1-5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Advise on developing a new product to sell packaged gravel for gardening in Mexico. And another product: Packaged volcanic material to remove moisture/humidity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-09-01
• S63 Uniform Securities Agent State Law Examination
  2017-11-08

Other Names

• Roberto Ruvalcaba
• Roberto A Ruvalcaba