Best Investors Account Sign in

Roel Jao Aguinaldo

Valic Financial Advisors, Inc.

Riverside, CA

Claim This Profile
Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-12-19
FL RA APPROVED 2022-02-01
ID RA APPROVED 2022-02-01
MI RA APPROVED 2021-04-23
TX RA APPROVED_RES 2021-03-04
NM RA APPROVED 2021-02-24
AZ RA APPROVED 2018-05-09
CA RA APPROVED 2017-10-31
  • NV RA
    APPROVED
    Since 2023-12-19
  • FL RA
    APPROVED
    Since 2022-02-01
  • ID RA
    APPROVED
    Since 2022-02-01
  • MI RA
    APPROVED
    Since 2021-04-23
  • TX RA
    APPROVED_RES
    Since 2021-03-04
  • NM RA
    APPROVED
    Since 2021-02-24
  • AZ RA
    APPROVED
    Since 2018-05-09
  • CA RA
    APPROVED
    Since 2017-10-31

Branch Locations

3801 University Ave Suite 220, Riverside, CA 92501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sears Holding Corp Rancho Cucamonga CA 08/2015 02/2017
Waddell & Reed Inc Riverside CA 03/2016 10/2017
Various Insurance Carriers For W&R Insurance Agencies Rancho Cucamonga CA 02/2017 10/2017
Valic Financial Advisors, Inc Orange CA 10/2017 Present
Agia Houston TX 12/2022 Present
Affiliate Marketing - Health And Fitness Colton CA 04/2022 Present
  • 08/2015 → 02/2017
    Sears Holding Corp
    Rancho Cucamonga, CA
  • 03/2016 → 10/2017
    Waddell & Reed Inc
    Riverside, CA
  • 02/2017 → 10/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Rancho Cucamonga, CA
  • 10/2017 → Present
    Valic Financial Advisors, Inc
    Orange, CA
  • 12/2022 → Present
    Agia
    Houston, TX
  • 04/2022 → Present
    Affiliate Marketing - Health And Fitness
    Colton, CA
Previous Registrations
  • 2017-02-16 → 2017-10-27
    Waddell & Reed
    Riverside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
  • S66 Uniform Combined State Law Examination
    2016-11-03
Other Names
  • Roel Jao Aguinaldo
  • Roel Aguinaldo

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Dennis D Egizi
Damian MICHAEL Brown
SCOTT MICHAEL ROBSON
SCOTT JAMES MCINTIRE
SALOMON GONZALEZ
JESSICA LYNN LUNDQUIST
Rita N Pichardo
JERRY QUARTEY PAPAFIO

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
UBS FINANCIAL SERVICES INC. · RIVERSIDE, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RIVERSIDE, CA
EDWARD JONES · RIVERSIDE, CA
LPL FINANCIAL LLC · RIVERSIDE, CA
WELLS FARGO CLEARING SERVICES, LLC · RIVERSIDE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Riverside, CA

More in Riverside, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor