Best Investors Account Sign in

Joseph Maxwell Byer

Charles Schwab & Co., Inc.

Huntersville, NC

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-11
  • NC RA
    APPROVED
    Since 2023-08-11

Branch Locations

8700 Sam Furr Road, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Charlotte NC 03/2016 06/2017
Ubs Financial Services Charlotte NC 06/2017 02/2021
Lpl Financial Llc Fort Mill SC 02/2021 03/2022
Td Ameritrade, Inc. Huntersville NC 04/2022 09/2023
Charles Schwab & Co., Inc. Huntersville NC 08/2023 Present
Charles Schwab Bank, Ssb Huntersville NC 09/2023 Present
Td Ameritrade Investment Management, Llc Huntersville NC 05/2022 09/2023
  • 03/2016 → 06/2017
    Ubs Financial Services
    Charlotte, NC
  • 06/2017 → 02/2021
    Ubs Financial Services
    Charlotte, NC
  • 02/2021 → 03/2022
    Lpl Financial Llc
    Fort Mill, SC
  • 04/2022 → 09/2023
    Td Ameritrade, Inc.
    Huntersville, NC
  • 08/2023 → Present
    Charles Schwab & Co., Inc.
    Huntersville, NC
  • 09/2023 → Present
    Charles Schwab Bank, Ssb
    Huntersville, NC
  • 05/2022 → 09/2023
    Td Ameritrade Investment Management, Llc
    Huntersville, NC
Previous Registrations
  • 2022-05-11 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Huntersville, NC
  • 2022-05-11 → 2022-10-14
    Td Ameritrade, Inc.
    Huntersville, NC
  • 2021-04-01 → 2022-05-02
    Lpl Financial Llc
    Fort Mill, SC
  • 2017-03-07 → 2021-04-06
    Ubs Financial Services Inc.
    Charlotte, NC
    Weehawken, NJ
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-07
  • S66 Uniform Combined State Law Examination
    2017-03-07
Other Names
  • Joseph Byer
  • Joe Byer

View on SEC IAPD

Other Firms

CORNERSTONE WEALTH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
FIFTH THIRD SECURITIES, INC.
EDWARD JONES

Other Investors

ANDREW KELSEY SMITH
BRENDA HANCE PRESSLEY
RACHEL LEE POSNER
WHITNEY ANNE PAPPAS
Rodney Thomas Wendt
RICHARD GORDON FALLON
Robert William Benton
KARA Buteau KUNZ

Other Offices

CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC

More in Huntersville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor