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Andrew L Garcia

Edward Jones

Wheaton, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-23
IL RA APPROVED 2024-09-07
  • TX RA
    APPROVED
    Since 2025-01-23
  • IL RA
    APPROVED
    Since 2024-09-07

Branch Locations

2001 N Gary Ave Suite 220, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc (Fka Proequities, Inc) Chicago IL 04/2016 01/2022
Protective Life Insurance Company Chicago IL 03/2016 05/2023
Investment Distributors, Inc. Chicago IL 01/2022 05/2023
Unemployed Chicago IL 05/2023 07/2024
Edward Jones St Louis MO 07/2024 Present
  • 04/2016 → 01/2022
    Concourse Financial Group Securities Inc (Fka Proequities, Inc)
    Chicago, IL
  • 03/2016 → 05/2023
    Protective Life Insurance Company
    Chicago, IL
  • 01/2022 → 05/2023
    Investment Distributors, Inc.
    Chicago, IL
  • 05/2023 → 07/2024
    Unemployed
    Chicago, IL
  • 07/2024 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-03
S63 Uniform Securities Agent State Law Examination 2017-02-21
  • S66 Uniform Combined State Law Examination
    2024-09-03
  • S63 Uniform Securities Agent State Law Examination
    2017-02-21
Other Names
  • Andrew Garcia
  • Andrew Lam Garcia

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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