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Daniel R Sullivan

Highmark Wealth Management LLC

St. Paul, MN

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Current Employers
Highmark Wealth Management Llc

944 Inwood Ave N, St. Paul, MN 55128 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-17
MN RA APPROVED 2018-10-01
  • TX RA
    APPROVED
    Since 2023-10-17
  • MN RA
    APPROVED
    Since 2018-10-01

Branch Locations

944 Inwood Ave N, St. Paul, MN 55128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Wayzara MN 02/2016 10/2016
Highmark Wealth Management St. Paul MN 12/2016 Present
University Of St. Thomas St. Paul MN 09/2014 05/2018
  • 02/2016 → 10/2016
    Merrill Lynch
    Wayzara, MN
  • 12/2016 → Present
    Highmark Wealth Management
    St. Paul, MN
  • 09/2014 → 05/2018
    University Of St. Thomas
    St. Paul, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-01
  • S65 Uniform Investment Adviser Law Examination
    2018-10-01
Designations

View on SEC IAPD

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