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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-22
VI RA APPROVED 2025-04-14
NM RA APPROVED 2022-10-17
TX RA APPROVED 2022-10-14
  • AZ RA
    APPROVED
    Since 2025-10-22
  • VI RA
    APPROVED
    Since 2025-04-14
  • NM RA
    APPROVED
    Since 2022-10-17
  • TX RA
    APPROVED
    Since 2022-10-14

Branch Locations

6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Education Albuquerque NM 08/2016 02/2017
Ubs Financial Services Inc. Albuquerque NM 02/2017 10/2022
Rbc Capital Markets, Llc Albuquerque NM 10/2022 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Trout Unlimited, Inc. ADDRESS: 40 S Twelve Oaks Blvd. Chandler Arizona 85226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 01, 2026 CAPACITY: Treasurer DUTIES: See attachment HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: University of New Mexico Alumni Association ADDRESS: 1889 Central Ave NE, Albuquerque, New Mexico 87106 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Apr 21, 2026 CAPACITY: Other DUTIES: UNMs National Chapter Program helps alumni stay connected to the University, build relationships with fellow Lobos in their region, and give back to UNM and their communities. The Alumni Relations Office leads the majority of event planning and execution. Chapter Leaders primarily: Serve as the host and face of the Alumni Association on event day, Welcome attendees and foster a positive, inclusive Lobo experience, Help build local enthusiasm and engagement. I will be the Chapter Leader for Arizona. HOURS DEVOTED PER MONTH: None currently HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: There will be none during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-30
  • S66 Uniform Combined State Law Examination
    2017-10-30
Designations
Other Names
  • Jack Lamm

View on SEC IAPD

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