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Current Employers
Investment Strategies, Llc

932 Sw 107Th St Suite 200, Oklahoma City, OK 73170 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-28
OK RA APPROVED 2016-03-01
  • TX RA
    APPROVED
    Since 2021-10-28
  • OK RA
    APPROVED
    Since 2016-03-01

Branch Locations

932 Sw 107Th St Suite 200, Oklahoma City, OK 73170 • United States

932 Sw 107Th St Suite 200, Oklahoma City, OK 73170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Strategies, Llc Oklahoma City OK 02/2016 Present
Bertrand Retirement Solutions Oklahoma City OK 09/2015 03/2017
Mg Rose Enterprises, Llc Dba Figure 8 Photos Oklahoma City OK 08/2006 Present
321, Go, Llc Tulsa OK 01/2005 Present
Rose Retirement And Investments, Llc Oklahoma City OK 03/2017 Present
  • 02/2016 → Present
    Oklahoma City, OK
  • 09/2015 → 03/2017
    Bertrand Retirement Solutions
    Oklahoma City, OK
  • 08/2006 → Present
    Mg Rose Enterprises, Llc Dba Figure 8 Photos
    Oklahoma City, OK
  • 01/2005 → Present
    321, Go, Llc
    Tulsa, OK
  • 03/2017 → Present
    Rose Retirement And Investments, Llc
    Oklahoma City, OK
Other Businesses

1) Rose Retirement and Investments, LLC; investment related; Oklahoma City, OK; insurance services and product sales; insurance agent; started 03/2017; Approximately 30% of time. 2) Mg Rose Enterprises, LLC dba Figure 8 Photos; non-investment related; Oklahoma City, OK; photography; owner; started 08/2006; approximately 20% of time. 3) 321, GO, LLC; non-investment related; Oklahoma City, OK, personal trainer; less than 5% of time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-19
  • S65 Uniform Investment Adviser Law Examination
    2016-02-19

View on SEC IAPD

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