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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-02 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
2001 N Main St, Walnut Creek, CA 94596 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-10 |
Branch Locations
2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 09/2017 | 06/2025 |
| Uber Doordash Shareride | Fairfield | CA | 11/2016 | 09/2017 |
| Unemployed | Pittsburg | CA | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 06/2025 | Present |
| Wells Fargo Advisors Financial Network | Walnut Creek | CA | 04/2026 | Present |
UBER; NOT INV RELATED; FAIRFIELD, CA; DRIVER; 11/2016; 30 HOURS PER MONTH; 0 DURING TRADING; RIDE SHARE AND FOOD DELIVERY | DOOR DASH; NOT INV RELATED; FAIRFIELD, CA; DRIVER; 11/2016; 10 HOURS PER MONTH; 0 DURING TRADING; FOOD DELIVERY | GRUBHUB; NOT INV RELATED; FAIRFIELD, CA; DELIVERY DRIVER; 11/2016; 10 HOURS PER MONTH; 0 DURING TRADING; FOOD DELIVERY | ROADIE; NOT INV RELATED; FAIRFIELD, CA; DRIVER; 08/2024; 10 HOURS PER MONTH; 0 DURING TRADING; ITEM DELIVERY | INSTACART; NOT INV RELATED; FAIRFIELD, CA; DRIVER; 03/2020; 10 HOURS PER MONTH; 0 DURING TRADING; GROCERY AND FOOD DELIVERY | AMAZON; NOT INV RELATED; FAIRFIELD, CA; INDEPENDENT DRIVER; 03/2020; 10 HOURS PER MONTH; 0 DURING TRADING; AMAZON PACKAGE DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-24 |
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