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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-02
  • CA RA
    APPROVED
    Since 2026-04-02

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

2001 N Main St, Walnut Creek, CA 94596 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-07-10

Branch Locations

2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 09/2017 06/2025
Uber Doordash Shareride Fairfield CA 11/2016 09/2017
Unemployed Pittsburg CA 08/2015 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 06/2025 Present
Wells Fargo Advisors Financial Network Walnut Creek CA 04/2026 Present
Previous Registrations
Other Businesses

UBER; NOT INV RELATED; FAIRFIELD, CA; DRIVER; 11/2016; 30 HOURS PER MONTH; 0 DURING TRADING; RIDE SHARE AND FOOD DELIVERY | DOOR DASH; NOT INV RELATED; FAIRFIELD, CA; DRIVER; 11/2016; 10 HOURS PER MONTH; 0 DURING TRADING; FOOD DELIVERY | GRUBHUB; NOT INV RELATED; FAIRFIELD, CA; DELIVERY DRIVER; 11/2016; 10 HOURS PER MONTH; 0 DURING TRADING; FOOD DELIVERY | ROADIE; NOT INV RELATED; FAIRFIELD, CA; DRIVER; 08/2024; 10 HOURS PER MONTH; 0 DURING TRADING; ITEM DELIVERY | INSTACART; NOT INV RELATED; FAIRFIELD, CA; DRIVER; 03/2020; 10 HOURS PER MONTH; 0 DURING TRADING; GROCERY AND FOOD DELIVERY | AMAZON; NOT INV RELATED; FAIRFIELD, CA; INDEPENDENT DRIVER; 03/2020; 10 HOURS PER MONTH; 0 DURING TRADING; AMAZON PACKAGE DELIVERY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-14
S63 Uniform Securities Agent State Law Examination 2021-03-24
  • S66 Uniform Combined State Law Examination
    2023-01-14
  • S63 Uniform Securities Agent State Law Examination
    2021-03-24

View on SEC IAPD

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