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Christopher Swift Munnelly

Oppenheimer & Co. Inc.

Winston-Salem, NC

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-08
NC RA APPROVED 2017-04-01
  • TX RA
    APPROVED
    Since 2018-06-08
  • NC RA
    APPROVED
    Since 2017-04-01

Branch Locations

380 Knollwood Street Suite 300, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2016 12/2016
Northwestern Mutual Investment Services Llc Winston Salem NC 06/2016 12/2016
Oppenheimer & Co. Inc. Winston-Salem NC 01/2017 Present
  • 05/2016 → 12/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2016 → 12/2016
    Northwestern Mutual Investment Services Llc
    Winston Salem, NC
  • 01/2017 → Present
    Oppenheimer & Co. Inc.
    Winston-Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-01
  • S66 Uniform Combined State Law Examination
    2017-04-01
Other Names
  • Christopher Munnelly
  • Chris Munnelly

View on SEC IAPD

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GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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