Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-22 |
| TX | RA | APPROVED | 2024-02-21 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
3570 Carmel Mountain Road Suite 150, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Carlsbad | CA | 03/2016 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | CA | 03/2019 | 02/2024 |
| Bank Of America, N.A. | Carlsbad | CA | 03/2019 | 02/2024 |
| Kestra Investment Services, Llc | San Diego | CA | 02/2024 | Present |
| Kestra Private Wealth Services, Llc | San Diego | CA | 02/2024 | Present |
Business Name: VILLAGE PARK REC CLUB #2 POSITION: Secretary NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2021 ADDRESS: 503 Glen Arbor Dr., Encinitas CA 92024, United States DESCRIPTION: Attend board meetings, vote on various agenda items and help make decisions that are in the best interest of the neighborhood as a whole. Business Name: CALIFORNIA WEALTH TRANSITIONS - KPWS POSITION: Vice President, Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/21/2024 ADDRESS: 3570 Carmel Mountain Road, Suite 150, San Diego CA 92130, United States DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-14 |
Reach out to this advisor