Daphne Lynn Roberson

Employer firm

William Joseph Capital Management, Inc. CRD 226535

$694M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → Present
  Roberson Tierney & Assoc., Llc
  New Hartford, CT
• 09/2017 → Present
  William Joseph Capital Management Llc
  Bristol, CT

Other Businesses

1). Roberson, Tierney & Associates, LLC; New Hartford, CT. not investment-related. This agency sells health/life insurance, annuities, and Medicare health plans. Part owner since April 2008. Devotes 75% of time to this business. 2). AAA Retire, LLC. ; not investment-related. Educational and marketing only for insurance. No revenue or fees received. Started 2017. 3 hours per month, not during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-07-02