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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-01 |
Branch Locations
3327 Old Conejo Rd, Newbury Park, CA 91320 • United States
Camarillo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2016 | 12/2023 |
| Ameriprise Financial Services, Llc | Thousand Oaks | CA | 12/2023 | Present |
Real Estate Ownership; Single Family; 304 Hawthorne St, 310 Hawthorne St, Klamath Falls, OR, 97601; Not Investment-Related; 03/16/2016. Outside Employment; Sherfina Advisors; I am an AFA; Manage advisory business; 3327 Old Conejo Rd, , Newbury Park, CA, 91320; Investment-Related; 12/13/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-14 |
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